Annual report pursuant to Section 13 and 15(d)

Related Party Transactions (Tables)

v3.8.0.1
Related Party Transactions (Tables)
12 Months Ended
Dec. 31, 2017
2017 Bridge Financing [Member]  
Short-term Debt [Line Items]  
Schedule of related party transactions

 

Name   Position with Company  

Principal Amount of Notes

($)

   

Number of

Shares

Underlying Warrants

(#)

   

Aggregate

Purchase Price

($)

 
Domonic J. Carney   Chief Financial Officer     36,111 (1)     14,444       32,500  
Mark Owen   Vice President, Business Development     8,333       3,333       7,500  
Michael Hammons   Director     5,556       2,222       5,000  

 

(1) Consists of 2017 Senior Notes in the principal amounts of $27,778 and $8,333 purchased in the name of Charles Schwab & Co Inc. FBO Domonic Carney IRA in September and December 2017, respectively, over which Mr. Carney has investment control and which securities he may be deemed to beneficially own.
2016 Financing [Member]  
Short-term Debt [Line Items]  
Schedule of related party transactions

 

Name   Position with Company  

Principal Amount of Notes

($)

   

Number of

Shares

Underlying Warrants

(#)

   

Aggregate

Purchase Price

($)

 
Alain J. Castro   Director and Chief Executive Officer     28,000       11,200       25,200  
Stephen Markscheid   Director     20,000       8,000       18,000