SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 1, 2018
(Exact name of registrant as specified in its charter)
or other jurisdiction
8965 Research Drive
Irvine, California 92618
(Address of principal executive offices) (Zip Code)
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
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☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
|Item 5.02||Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.|
On May 1, 2018, each of Kent Williams and Ian Copeland notified Ener-Core, Inc. (the “Company”) that he was resigning from the Board of Directors of the Company (the “Board”), effective immediately, for personal reasons related to other professional commitments. Mr. Williams’ and Mr. Copeland’s resignations were not due to any matter related to the Company’s operations, policies or practices, their experience while serving on the Board or any disagreement with the Board or management team.
Both Messrs. Williams and Copeland will continue to serve the Company in an advisory capacity as members of the Company’s advisory board.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Dated: May 7, 2018||By:||/s/ Domonic J. Carney|
|Domonic J. Carney|
|Chief Financial Officer|